<h2><SPAN href="#Contents">CHAPTER VI</SPAN></h2>
<h3>THE FEDERAL CONVENTION</h3>
<p><span class="smcap">The</span> body of delegates which met in
Philadelphia in 1787 was the most important convention that
ever sat in the United States. The Confederation
was a failure, and if the new nation was to be justified in the eyes of
the world, it must show itself capable of effective union. The members of
the Convention realized the significance of the task before them, which
was, as Madison said, “now to decide forever the fate of
Republican government.” Gouverneur Morris, with unwonted
seriousness, declared: “The whole human race will be affected
by the proceedings of this Convention.”
James Wilson spoke with equal gravity: “After the lapse of
six thousand years since the creation of the world America now presents
the first instance of a people assembled to weigh deliberately and calmly
and to decide leisurely and peaceably upon the form of government by
which they will bind themselves and their posterity.”</p>
<p><span class="pagenum"><SPAN name="Page_109" id="Page_109">109</SPAN></span>
Not all the men to whom this undertaking was entrusted, and who were
taking themselves and their work so seriously, could pretend to social
distinction, but practically all belonged to the upper ruling class. At
the Indian Queen, a tavern on Fourth Street between Market and Chestnut,
some of the delegates had a hall in which they lived by themselves. The
meetings of the Convention were held in an upper room of the State House.
The sessions were secret; sentries were placed at the door to keep away
all intruders; and the pavement of the street in front of the building was
covered with loose earth so that the noises of passing traffic should not
disturb this august assembly. It is not surprising that a tradition grew
up about the Federal Convention which hedged it round with a sort of awe
and reverence. Even Thomas Jefferson referred to it as “an
assembly of demigods.” If we can get away from the glamour
which has been spread over the work of the Fathers of the Constitution and
understand that they were human beings, even as we are, and influenced by
the same motives as other men, it may be possible to obtain a more
faithful impression of what actually took place.</p>
<p>Since representation in the Convention was to be
<span class="pagenum"><SPAN name="Page_110" id="Page_110">110</SPAN></span>
by States, just as it had
been in the Continental Congress, the presence of delegations from a
majority of the States was necessary for organization. It is a commentary
upon the times, upon the difficulties of travel, and upon the leisurely
habits of the people, that the meeting which had been called for the 14th
of May could not begin its work for over ten days. The 25th of May was
stormy, and only twenty-nine delegates were on hand when the Convention
organized. The slender attendance can only partially be attributed to the
weather, for in the following three months and a half of the Convention,
at which fifty-five members were present at one time or another, the
average attendance was only slightly larger than that of the first day. In
such a small body personality counted for much, in ways that the historian
can only surmise. Many compromises of conflicting interests were reached
by informal discussion outside of the formal sessions. In these small
gatherings individual character was often as decisive as weighty argument.</p>
<p>George Washington was unanimously chosen as the presiding officer of the
Convention. He sat on a raised platform; in a large, carved, high-backed
chair, from which his commanding figure and dignified bearing exerted a
potent influence on the
<span class="pagenum"><SPAN name="Page_111" id="Page_111">111</SPAN></span>
assembly, an influence enhanced by the formal
courtesy and stately intercourse of the times. Washington was the great
man of his day and the members not only respected and admired him; some of
them were actually afraid of him. When he rose to his feet he was almost
the Commander-in-Chief again. There is evidence to show that his support
or disapproval was at times a decisive factor in the deliberations of the
Convention.</p>
<p>Virginia, which had taken a conspicuous part in the calling of the
Convention, was looked to for leadership in the work that was to be done.
James Madison, next to Washington the most important member of the
Virginia delegation, was the very opposite of Washington in many
respects—small and slight in stature, inconspicuous in dress
as in figure, modest and retiring, but with a quick, active mind and
wide knowledge obtained both from experience in public affairs and
from extensive reading. Washington was the man of action; Madison,
the scholar in politics. Madison was the younger by nearly twenty
years, but Washington admired him greatly and gave him the support
of his influence—a matter of no little consequence, for Madison
was the leading expert worker of the Convention in the business of
framing the Constitution.
<span class="pagenum"><SPAN name="Page_112" id="Page_112">112</SPAN></span>
Governor Edmund Randolph, with his tall
figure, handsome face, and dignified manner, made an excellent
impression in the position accorded to him of nominal leader of
the Virginia delegation. Among others from the same State who should be
noticed were the famous lawyers, George Wythe and George Mason.</p>
<p>Among the deputies from Pennsylvania the foremost was James Wilson, the
“Caledonian,” who probably stood next in importance
in the convention to Madison and Washington. He had come to America as a
young man just when the troubles with England were beginning and by sheer
ability had attained a position of prominence. Several times a member of
Congress, a signer of the Declaration of Independence, he was now regarded
as one of the ablest lawyers in the United States. A more brilliant member
of the Pennsylvania delegation, and one of the most brilliant of the
Convention, was Gouverneur Morris, who shone by his cleverness and quick
wit as well as by his wonderful command of language. But Morris was
admired more than he was trusted; and, while he supported the efforts for
a strong government, his support was not always as great a help as might
have been expected. A crippled arm and a wooden leg
<span class="pagenum"><SPAN name="Page_113" id="Page_113">113</SPAN></span>
might detract from his
personal appearance, but they could not subdue his spirit and
audacity. ¹</p>
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<p class="footer">
¹ There is a story which illustrates admirably the audacity of
Morris and the austere dignity of Washington. The story runs that
Morris and several members of the Cabinet were spending an evening at
the President’s house in Philadelphia, where they were discussing
the absorbing question of the hour, whatever it may have been.
“The President,” Morris is said to have related
on the following day, “was standing with his arms behind
him—his usual position—his back to the
fire. I started up and spoke, stamping, as I walked up and down, with
my wooden leg; and, as I was certain I had the best of the argument, as
I finished I stalked up to the President, slapped him on the back, and
said. ‘Ain’t I right, General?’ The President did not
speak, but the majesty of the American people was before me. Oh, his
look! How I wished the floor would open and I could descend to the
cellar! You know me,” continued Mr. Morris, “and you
know my eye would never quail before any other
mortal.”—W. T. Read, <i>Life and Correspondence of
George Read</i> (1870) p. 441.</p>
</div>
<p>There were other prominent members of the Pennsylvania delegation, but
none of them took an important part in the Convention, not even the aged
Benjamin Franklin, President of the State. At the age of eighty-one his
powers were failing, and he was so feeble that his colleague Wilson read
his speeches for him. His opinions were respected, but they do not seem to
have carried much weight.</p>
<p>Other noteworthy members of the Convention, though hardly in the first
class, were the handsome and charming Rufus King of Massachusetts, one of
the coming men of the country, and Nathaniel
<span class="pagenum"><SPAN name="Page_114" id="Page_114">114</SPAN></span>
Gorham of the same State, who
was President of Congress—a man of good sense rather than of great
ability, but one whose reputation was high and whose presence was a
distinct asset to the Convention. Then, too, there were the delegates from
South Carolina: John Rutledge, the orator, General Charles Cotesworth
Pinckney of Revolutionary fame, and his cousin, Charles Pinckney. The last
named took a conspicuous part in the proceedings in Philadelphia but, so
far as the outcome was concerned, left his mark on the Constitution mainly
in minor matters and details.</p>
<p>The men who have been named were nearly all supporters of the plan for a
centralized government. On the other side were William Paterson of New
Jersey, who had been Attorney-General of his State for eleven years and
who was respected for his knowledge and ability; John Dickinson of
Delaware, the author of the <i>Farmer’s Letters</i> and
chairman of the committee of Congress that had framed the Articles of
Confederation—able, scholarly, and sincere, but nervous, sensitive,
and conscientious to the verge of timidity—whose refusal to sign the
Declaration of Independence had cost him his popularity, though he was
afterward returned to Congress and became president successively of
<span class="pagenum"><SPAN name="Page_115" id="Page_115">115</SPAN></span>
Delaware and of Pennsylvania; Elbridge Gerry of Massachusetts, a
successful merchant, prominent in politics, and greatly interested in
questions of commerce and finance; and the Connecticut delegates, forming
an unusual trio, Dr. William Samuel Johnson, Roger Sherman, and Oliver
Ellsworth. These men were fearful of establishing too strong a government
and were at one time or another to be found in opposition to Madison and
his supporters. They were not mere obstructionists, however, and while not
constructive in the same way that Madison and Wilson were, they must be
given some credit for the form which the Constitution finally assumed.
Their greatest service was in restraining the tendency of the majority to
overrule the rights of States and in modifying the desires of individuals
for a government that would have been too strong to work well in practice.</p>
<p>Alexander Hamilton of New York, as one of the ablest members of the
Convention, was expected to take an important part, but he was out of
touch with the views of the majority. He was aristocratic rather than
democratic and, however excellent his ideas may have been, they were too
radical for his fellow delegates and found but little support. He threw
his strength in favor of a strong
<span class="pagenum"><SPAN name="Page_116" id="Page_116">116</SPAN></span>
government and was ready to aid the
movement in whatever way he could. But within his own delegation he was
outvoted by Robert Yates and John Lansing, and before the sessions were
half over he was deprived of a vote by the withdrawal of his colleagues.
Thereupon, finding himself of little service, he went to New York and
returned to Philadelphia only once or twice for a few days at a time, and
finally to sign the completed document. Luther Martin of Maryland was an
able lawyer and the Attorney-General of his State; but he was supposed to
be allied with undesirable interests, and it was said that he had been
sent to the Convention for the purpose of opposing a strong government. He
proved to be a tiresome speaker and his prosiness, when added to the
suspicion attaching to his motives, cost him much of the influence which
he might otherwise have had.</p>
<p>All in all, the delegates to the Federal Convention were a remarkable body
of men. Most of them had played important parts in the drama of the
Revolution; three-fourths of them had served in Congress, and practically
all were persons of note in their respective States and had held important
public positions. They may not have been the “assembly of
demigods” which Jefferson called
<span class="pagenum"><SPAN name="Page_117" id="Page_117">117</SPAN></span>
them, for another contemporary
insisted “that twenty assemblies of equal number might be collected
equally respectable both in point of ability, integrity, and
patriotism.” Perhaps it would be safer to regard the Convention
as a fairly representative body, which was of a somewhat higher order than
would be gathered together today, because the social conditions of those
days tended to bring forward men of a better class, and because the
seriousness of the crisis had called out leaders of the highest type.</p>
<hr class="break" />
<p>Two or three days were consumed in organizing the
Convention—electing officers, considering the delegates’
credentials, and adopting rules of procedure; and when these necessary
preliminaries had been accomplished the main business was opened with the
presentation by the Virginia delegation of a series of resolutions
providing for radical changes in the machinery of the Confederation. The
principal features were the organization of a legislature of two houses
proportional to population and with increased powers, the establishment of
a separate executive, and the creation of an independent judiciary. This
was in reality providing for a new government and was probably quite
beyond the
<span class="pagenum"><SPAN name="Page_118" id="Page_118">118</SPAN></span>
ideas of most of the members of the Convention, who had come
there under instructions and with the expectation of revising the
Articles of Confederation. But after the Virginia Plan had been the
subject of discussion for two weeks so that the members had become a
little more accustomed to its proposals, and after minor modifications had
been made in the wording of the resolutions, the Convention was won over
to its support. To check this drift toward radical change the opposition
headed by New Jersey and Connecticut presented the so-called New Jersey
Plan, which was in sharp contrast to the Virginia Resolutions, for it
contemplated only a revision of the Articles of Confederation, but after a
relatively short discussion, the Virginia Plan was adopted by a vote of
seven States against four, with one State divided.</p>
<p>The dividing line between the two parties or groups in the Convention had
quickly manifested itself. It proved to be the same line that had divided
the Congress of the Confederation, the cleavage between the large States
and the small States. The large States were in favor of representation in
both houses of the legislature according to population, while the small
States were opposed to any change which would deprive them of their equal
<span class="pagenum"><SPAN name="Page_119" id="Page_119">119</SPAN></span>
vote in Congress, and though outvoted, they were not ready to yield. The
Virginia Plan, and subsequently the New Jersey Plan, had first been
considered in committee of the whole, and the question of
“proportional representation,” as it was then called,
would accordingly come up again in formal session. Several weeks had been
occupied by the proceedings, so that it was now near the end of June, and
in general the discussions had been conducted with remarkably good temper.
But it was evidently the calm before the storm. And the issue was finally
joined when the question of representation in the two houses again came
before the Convention. The majority of the States on the 29th of June once
more voted in favor of proportional representation in the lower house. But
on the question of the upper house, owing to a peculiar combination of
circumstances—the absence of one delegate and another’s
change of vote causing the position of their respective States to be
reversed or nullified—the vote on the 2d of July resulted in a tie.
This brought the proceedings of the Convention to a standstill. A
committee of one member from each State was appointed to consider the
question, and, “that time might be given to the Committee,
and to such as chose to attend
<span class="pagenum"><SPAN name="Page_120" id="Page_120">120</SPAN></span>
to the celebration on the
anniversary of Independence, the Convention adjourned” over
the Fourth. The committee was chosen by ballot, and its composition was a
clear indication that the small-State men had won their fight, and that a
compromise would be effected.</p>
<p>It was during the debate upon this subject, when feeling was running high
and when at times it seemed as if the Convention in default of any
satisfactory solution would permanently adjourn, that Franklin proposed
that “prayers imploring the assistance of Heaven … be
held in this Assembly every morning.” Tradition relates that
Hamilton opposed the motion. The members were evidently afraid of the
impression which would be created outside, if it were suspected that
there were dissensions in the Convention, and the motion was not put to
a vote.</p>
<p>How far physical conditions may influence men in adopting any particular
course of action it is impossible to say. But just when the discussion in
the Convention reached a critical stage, just when the compromise
presented by the committee was ready for adoption or rejection, the
weather turned from unpleasantly hot to being comfortably cool. And, after
some little time spent in the consideration
<span class="pagenum"><SPAN name="Page_121" id="Page_121">121</SPAN></span>
of details, on the 16th of
July, the great compromise of the Constitution was adopted. There was no
other that compared with it in importance. Its most significant features
were that in the upper house each State should have an equal vote and that
in the lower house representation should be apportioned on the basis of
population, while direct taxation should follow the same proportion. The
further proviso that money bills should originate in the lower house and
should not be amended in the upper house was regarded by some delegates as
of considerable importance, though others did not think so, and eventually
the restriction upon amendment by the upper house was dropped.</p>
<p>There has long been a prevailing belief that an essential feature of the
great compromise was the counting of only three-fifths of the slaves in
enumerating the population. This impression is quite erroneous. It was one
of the details of the compromise, but it had been a feature of the revenue
amendment of 1783, and it was generally accepted as a happy solution of
the difficulty that slaves possessed the attributes both of persons and of
property. It had been included both in the amended Virginia Plan and in
the New Jersey Plan; and when it was embodied in the compromise it was
<span class="pagenum"><SPAN name="Page_122" id="Page_122">122</SPAN></span>
described as “the ratio recommended by Congress in their
resolutions of April 18, 1783.” A few months later, in explaining
the matter to the Massachusetts convention, Rufus King said that,
“This rule … was adopted because it was the language of all
America.” In reality the three-fifths rule was a mere incident in that
part of the great compromise which declared that “representation
should be proportioned according to direct taxation.” As
a further indication of the attitude of the Convention upon
this point, an amendment to have the blacks counted equally with the
whites was voted down by eight States against two.</p>
<p>With the adoption of the great compromise a marked difference was
noticeable in the attitude of the delegates. Those from the large States
were deeply disappointed at the result and they asked for an adjournment
to give them time to consider what they should do. The next morning,
before the Convention met, they held a meeting to determine upon their
course of action. They were apparently afraid of taking the responsibility
for breaking up the Convention, so they finally decided to let the
proceedings go on and to see what might be the ultimate outcome. Rumors of
these dissensions had reached the ears of the public, and it
<span class="pagenum"><SPAN name="Page_123" id="Page_123">123</SPAN></span>
may have been
to quiet any misgivings that the following inspired item appeared in
several local papers: “So great is the unanimity, we hear, that
prevails in the Convention, upon all great federal subjects, that it has
been proposed to call the room in which they assemble Unanimity
Hall.”</p>
<p>On the other hand the effect of this great compromise upon the delegates
from the small States was distinctly favorable. Having obtained equal
representation in one branch of the legislature, they now proceeded with
much greater willingness to consider the strengthening of the central
government. Many details were yet to be arranged, and sharp differences of
opinion existed in connection with the executive as well as with the
judiciary. But these difficulties were slight in comparison with those
which they had already surmounted in the matter of representation. By the
end of July the fifteen resolutions of the original Virginia Plan had been
increased to twenty-three, with many enlargements and amendments, and the
Convention had gone as far as it could effectively in determining the
general principles upon which the government should be formed. There were
too many members to work efficiently when it came to the actual framing of
a constitution with all the inevitable
<span class="pagenum"><SPAN name="Page_124" id="Page_124">124</SPAN></span>
details that were necessary in
setting up a machinery of government. Accordingly this task was turned
over to a committee of five members who had already given evidence of
their ability in this direction. Rutledge was made the chairman, and the
others were Randolph, Gorham, Ellsworth, and Wilson. To give them time to
perfect their work, on the 26th of July the Convention adjourned for ten
days.</p>
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