<SPAN name="chap10"></SPAN>
<h3> X. THE BALLADES:—FAERY DRAMAS </h3>
<p>W. H. Hadow has said some pertinent things about Chopin in "Studies in
Modern Music." Yet we cannot accept unconditionally his statement that
"in structure Chopin is a child playing with a few simple types, and
almost helpless as soon as he advances beyond them; in phraseology he
is a master whose felicitous perfection of style is one of the abiding
treasures of the art."</p>
<p>Chopin then, according to Hadow, is no "builder of the lofty rhyme,"
but the poet of the single line, the maker of the phrase exquisite.
This is hardly comprehensive. With the more complex, classical types of
the musical organism Chopin had little sympathy, but he contrived
nevertheless to write two movements of a piano sonata that are
excellent—the first half of the B flat minor Sonata. The idealized
dance forms he preferred; the Polonaise, Mazurka and Valse were already
there for him to handle, but the Ballade was not. Here he is not
imitator, but creator. Not loosely-jointed, but compact structures
glowing with genius and presenting definite unity of form and
expression, are the ballades—commonly written in six-eight and
six-four time. "None of Chopin's compositions surpasses in masterliness
of form and beauty and poetry of contents his ballades. In them he
attains the acme of his power as an artist," remarks Niecks.</p>
<p>I am ever reminded of Andrew Lang's lines, "the thunder and surge of
the Odyssey," when listening to the G minor Ballade, op. 23. It is the
Odyssey of Chopin's soul. That 'cello-like largo with its noiseless
suspension stays us for a moment in the courtyard of Chopin's House
Beautiful. Then, told in his most dreamy tones, the legend begins. As
in some fabulous tales of the Genii this Ballade discloses surprising
and delicious things. There is the tall lily in the fountain that nods
to the sun. It drips in cadenced monotone and its song is repeated on
the lips of the slender-hipped girl with the eyes of midnight—and so
might I weave for you a story of what I see in the Ballade and you
would be aghast or puzzled. With such a composition any programme could
be sworn to, even the silly story of the Englishman who haunted Chopin,
beseeching him to teach him this Ballade. That Chopin had a programme,
a definite one, there can be no doubt; but he has, wise artist, left us
no clue beyond Mickiewicz's, the Polish bard Lithuanian poems. In
Leipzig, Karasowski relates, that when Schumann met Chopin, the pianist
confessed having "been incited to the creation of the ballades by the
poetry" of his fellow countryman. The true narrative tone is in this
symmetrically constructed Ballade, the most spirited, most daring work
of Chopin, according to Schumann. Louis Ehlert says of the four
Ballades: "Each one differs entirely from the others, and they have but
one thing in common—their romantic working out and the nobility of
their motives. Chopin relates in them, not like one who communicates
something really experienced; it is as though he told what never took
place, but what has sprung up in his inmost soul, the anticipation of
something longed for. They may contain a strong element of national
woe, much outwardly expressed and inwardly burning rage over the
sufferings of his native land; yet they do not carry with a positive
reality like that which in a Beethoven Sonata will often call words to
our lips." Which means that Chopin was not such a realist as Beethoven?
Ehlert is one of the few sympathetic German Chopin commentators, yet he
did not always indicate the salient outlines of his art. Only the Slav
may hope to understand Chopin thoroughly. But these Ballades are more
truly touched by the universal than any other of his works. They belong
as much to the world as to Poland.</p>
<p>The G minor Ballade after "Konrad Wallenrod," is a logical, well knit
and largely planned composition. The closest parallelism may be
detected in its composition of themes. Its second theme in E flat is
lovely in line, color and sentiment. The return of the first theme in A
minor and the quick answer in E of the second are evidences of Chopin's
feeling for organic unity. Development, as in strict cyclic forms,
there is not a little. After the cadenza, built on a figure of wavering
tonality, a valse-like theme emerges and enjoys a capricious, butterfly
existence. It is fascinating. Passage work of an etherealized character
leads to the second subject, now augmented and treated with a broad
brush. The first questioning theme is heard again, and with a
perpendicular roar the presto comes upon us. For two pages the dynamic
energy displayed by the composer is almost appalling. A whirlwind I
have called it elsewhere. It is a storm of the emotions, muscular in
its virility. I remember de Pachmann—a close interpreter of certain
sides of Chopin—playing this coda piano, pianissimo and prestissimo.
The effect was strangely irritating to the nerves, and reminded me of a
tornado seen from the wrong end of an opera glass. According to his own
lights the Russian virtuoso was right: his strength was not equal to
the task, and so, imitating Chopin, he topsy-turvied the shading. It
recalled Moscheles' description of Chopin's playing: "His piano is so
softly breathed forth that he does not require any strong forte to
produce the wished for contrast."</p>
<p>This G minor Ballade was published in June, 1836, and is dedicated to
Baron Stockhausen. The last bar of the introduction has caused some
controversy. Gutmann, Mikuli and other pupils declare for the E flat;
Klindworth and Kullak use it. Xaver Scharwenka has seen fit to edit
Klindworth, and gives a D natural in the Augener edition. That he is
wrong internal testimony abundantly proves. Even Willeby, who
personally prefers the D natural, thinks Chopin intended the E flat,
and quotes a similar effect twenty-eight bars later. He might have
added that the entire composition contains examples—look at the first
bar of the valse episode in the bass. As Niecks thinks, "This dissonant
E flat may be said to be the emotional keynote of the whole poem. It is
a questioning thought that, like a sudden pain, shoots through mind and
body."</p>
<p>There is other and more confirmatory evidence. Ferdinand Von Inten, a
New York pianist, saw the original Chopin manuscript at Stuttgart. It
was the property of Professor Lebert (Levy), since deceased, and in it,
without any question, stands the much discussed E flat. This testimony
is final. The D natural robs the bar of all meaning. It is insipid,
colorless.</p>
<p>Kullak gives 60 to the half note at the moderato. On the third page,
third bar, he uses F natural in the treble. So does Klindworth,
although F sharp may be found in some editions. On the last page,
second bar, first line, Kullak writes the passage beginning with E flat
in eighth notes, Klindworth in sixteenths. The close is very striking,
full of the splendors of glancing scales and shrill octave
progressions. "It would inspire a poet to write words to it," said
Robert Schumann.</p>
<p>"Perhaps the most touching of all that Chopin has written is the tale
of the F major Ballade. I have witnessed children lay aside their games
to listen thereto. It appears like some fairy tale that has become
music. The four-voiced part has such a clearness withal, it seems as if
warm spring breezes were waving the lithe leaves of the palm tree. How
soft and sweet a breath steals over the senses and the heart!"</p>
<p>And how difficult it seems to be to write of Chopin except in terms of
impassioned prose! Louis Ehlert, a romantic in feeling and a classicist
in theory, is the writer of the foregoing. The second Ballade, although
dedicated to Robert Schumann, did not excite his warmest praise. "A
less artistic work than the first," he wrote, "but equally fantastic
and intellectual. Its impassioned episodes seem to have been afterward
inserted. I recollect very well that when Chopin played this Ballade
for me it finished in F major; it now closes in A minor." Willeby gives
its key as F minor. It is really in the keys of F major—A minor.
Chopin's psychology was seldom at fault. A major ending would have
crushed this extraordinary tone-poem, written, Chopin admits, under the
direct inspiration of Adam Mickiewicz's "Le Lac de Willis." Willeby
accepts Schumann's dictum of the inferiority of this Ballade to its
predecessor. Niecks does not. Niecks is quite justified in asking how
"two such wholly dissimilar things can be compared and weighed in this
fashion."</p>
<p>In truth they cannot. "The second Ballade possesses beauties in no way
inferior to those of the first," he continues. "What can be finer than
the simple strains of the opening section! They sound as if they had
been drawn from the people's store-house of song. The entrance of the
presto surprises, and seems out of keeping with what precedes; but what
we hear after the return of tempo primo—the development of those
simple strains, or rather the cogitations on them—justifies the
presence of the presto. The second appearance of the latter leads to an
urging, restless coda in A minor, which closes in the same key and
pianissimo with a few bars of the simple, serene, now veiled first
strain."</p>
<p>Rubinstein bore great love for this second Ballade. This is what it
meant for him: "Is it possible that the interpreter does not feel the
necessity of representing to his audience—a field flower caught by a
gust of wind, a caressing of the flower by the wind; the resistance of
the flower, the stormy struggle of the wind; the entreaty of the
flower, which at last lies there broken; and paraphrased—the field
flower a rustic maiden, the wind a knight."</p>
<p>I can find "no lack of affinity" between the andantino and presto. The
surprise is a dramatic one, withal rudely vigorous. Chopin's robust
treatment of the first theme results in a strong piece of craftmanship.
The episodical nature of this Ballade is the fruit of the esoteric
moods of its composer. It follows a hidden story, and has the
quality—as the second Impromptu in F sharp—of great, unpremeditated
art. It shocks one by its abrupt but by no means fantastic transitions.
The key color is changeful, and the fluctuating themes are well
contrasted. It was written at Majorca while the composer was only too
noticeably disturbed in body and soul.</p>
<p>Presto con fuoco Chopin marks the second section. Kullak gives 84 to
the quarter, and for the opening 66 to the quarter. He also wisely
marks crescendos in the bass at the first thematic development. He
prefers the E—as does Klindworth—nine bars before the return of the
presto. At the eighth bar, after this return, Kullak adheres to the E
instead of F at the beginning of the bar, treble clef. Klindworth
indicates both. Nor does Kullak follow Mikuli in using a D in the coda.
He prefers a D sharp, instead of a natural. I wish the second Ballade
were played oftener in public. It is quite neglected for the third in A
flat, which, as Ehlert says, has the voice of the people.</p>
<p>This Ballade, the "Undine" of Mickiewicz, published November, 1841, and
dedicated to Mlle. P. de Noailles, is too well known to analyze. It is
the schoolgirls' delight, who familiarly toy with its demon, seeing
only favor and prettiness in its elegant measures. In it "the refined,
gifted Pole, who is accustomed to move in the most distinguished
circles of the French capital, is pre-eminently to be recognized." Thus
Schumann. Forsooth, it is aristocratic, gay, graceful, piquant, and
also something more. Even in its playful moments there is delicate
irony, a spiritual sporting with graver and more passionate emotions.
Those broken octaves which usher in each time the second theme, with
its fascinating, infectious, rhythmical lilt, what an ironically joyous
fillip they give the imagination!</p>
<p>"A coquettish grace—if we accept by this expression that half
unconscious toying with the power that charms and fires, that follows
up confession with reluctance—seems the very essence of Chopin's
being."</p>
<p>"It becomes a difficult task to transcribe the easy transitions, full
of an irresistible charm, with which he portrays Love's game. Who will
not recall the memorable passage in the A flat Ballade, where the right
hand alone takes up the dotted eighths after the sustained chord of the
sixth of A flat? Could a lover's confusion be more deliciously enhanced
by silence and hesitation?" Ehlert above evidently sees a ballroom
picture of brilliancy, with the regulation tender avowal. The episodes
of this Ballade are so attenuated of any grosser elements that none but
psychical meanings should be read into them.</p>
<p>The disputed passage is on the fifth page of the Kullak edition, after
the trills. A measure is missing in Kullak, who, like Klindworth, gives
it in a footnote. To my mind this repetition adds emphasis, although it
is a formal blur. And what an irresistible moment it is, this
delightful territory, before the darker mood of the C sharp minor part
is reached! Niecks becomes enthusiastic over the insinuation and
persuasion of this composition: "the composer showing himself in a
fundamentally caressing mood." The ease with which the entire work is
floated proves that Chopin in mental health was not daunted by larger
forms. There is moonlight in this music, and some sunlight, too. The
prevailing moods are coquetry and sweet contentment.</p>
<p>Contrapuntal skill is shown in the working out section. Chopin always
wears his learning lightly; it does not oppress us. The inverted
dominant pedal in the C sharp minor episode reveals, with the massive
coda, a great master. Kullak suggests some variants. He uses the
transient shake in the third bar, instead of the appoggiatura which
Klindworth prefers. Klindworth attacks the trill on the second page
with the upper tone—A flat. Kullak and Mertke, in the Steingraber
edition, play the passage in this manner:</p>
<p>
[Musical score excerpt from the original version of the Op. 47. Ballade]</p>
<p>Here is Klindworth:</p>
<p>
[Musical score excerpt of the same passage in Klindworth's edition]</p>
<p>Of the fourth and glorious Ballade in F minor dedicated to Baronne C.
de Rothschild I could write a volume. It is Chopin in his most
reflective, yet lyric mood. Lyrism is the keynote of the work, a
passionate lyrism, with a note of self-absorption, suppressed
feeling—truly Slavic, this shyness!—and a concentration that is
remarkable even for Chopin. The narrative tone is missing after the
first page, a rather moody and melancholic pondering usurping its
place. It is the mood of a man who examines with morbid, curious
insistence the malady that is devouring his soul. This Ballade is the
companion of the Fantaisie-Polonaise, but as a Ballade "fully worthy of
its sisters," to quote Niecks. It was published December, 1843. The
theme in F minor has the elusive charm of a slow, mournful valse, that
returns twice, bejewelled, yet never overladen. Here is the very
apotheosis of the ornament; the figuration sets off the idea in
dazzling relief. There are episodes, transitional passage work,
distinguished by novelty and the finest art. At no place is there
display for display's sake. The cadenza in A is a pause for breath,
rather a sigh, before the rigorously logical imitations which presage
the re-entrance of the theme. How wonderfully the introduction comes in
for its share of thoughtful treatment. What a harmonist! And consider
the D flat scale runs in the left hand; how suave, how satisfying is
this page. I select for especial admiration this modulatory passage:</p>
<p>
[Musical score excerpt]</p>
<p>And what could be more evocative of dramatic suspense than the sixteen
bars before the mad, terrifying coda! How the solemn splendors of the
half notes weave an atmosphere of mystic tragedy! This soul-suspension
recalls Maeterlinck. Here is the episode:</p>
<p>
[Musical score excerpt]</p>
<p>A story of de Lenz that lends itself to quotation is about this piece:</p>
<p>
Tausig impressed me deeply in his interpretation of Chopin's
Ballade in F minor. It has three requirements: The
comprehension of the programme as a whole,—for Chopin writes
according to a programme, to the situations in life best known
to, and understood by himself; and in an adequate manner; the
conquest of the stupendous difficulties in complicated
figures, winding harmonies and formidable passages.</p>
<p>
Tausig fulfilled these requirements, presenting an embodiment
of the signification and the feeling of the work. The Ballade—
andante con moto, six-eighths—begins in the major key of the
dominant; the seventh measure comes to a stand before a
fermata on C major. The easy handling of these seven measures
Tausig interpreted thus: 'The piece has not yet begun;' in his
firmer, nobly expressive exposition of the principal theme,
free from sentimentality—to which one might easily yield—the
grand style found due scope. An essential requirement in an
instrumental virtuoso is that he should understand how to
breathe, and how to allow his hearers to take breath—giving
them opportunity to arrive at a better understanding. By this
I mean a well chosen incision—the cesura, and a lingering—
"letting in air," Tausig cleverly called it—which in no way
impairs rhythm and time, but rather brings them into stronger
relief; a LINGERING which our signs of notation cannot
adequately express, because it is made up of atomic time
values. Rub the bloom from a peach or from a butterfly—what
remains will belong to the kitchen, to natural history! It is
not otherwise with Chopin; the bloom consisted in Tausig's
treatment of the Ballade.</p>
<p>
He came to the first passage—the motive among blossoms and
leaves—a figurated recurrence to the principal theme is in
the inner parts—its polyphonic variant. A little thread
connects this with the chorale-like introduction of the second
theme. The theme is strongly and abruptly modulated, perhaps a
little too much so. Tausig tied the little thread to a doppio
movimento in two-four time, but thereby resulted sextolets,
which threw the chorale into still bolder relief. Then
followed a passage a tempo, in which the principal theme
played hide and seek. How clear it all became as Tausig played
it! Of technical difficulties he knew literally nothing; the
intricate and evasive parts were as easy as the easiest—I
might say easier!</p>
<p>
I admired the short trills in the left hand, which were
trilled out quite independently, as if by a second player; the
gliding ease of the cadence marked dolcissimo. It swung itself
into the higher register, where it came to a stop before A
major, just as the introduction stopped before C major. Then,
after the theme has once more presented itself in a modified
form—variant—it comes under the pestle of an extremely
figurate coda, which demands the study of an artist, the
strength of a robust man—the most vigorous pianistic health,
in a word! Tausig overcame this threatening group of terrific
difficulties, whose appearance in the piece is well explained
by the programme, without the slightest effect. The coda, in
modulated harp tones, came to a stop before a fermata which
corresponded to those before mentioned, in order to cast
anchor in the haven of the dominant, finishing with a witches'
dance of triplets, doubled in thirds. This piece winds up with
extreme bravura.</p>
<p>The "lingering" mentioned by de Lenz is tempo rubato, so fatally
misunderstood by most Chopin players. De Lenz in a note quotes
Meyerbeer as saying—Meyerbeer, who quarrelled with Chopin about the
rhythm of a mazurka—"Can one reduce women to notation? They would
breed mischief, were they emancipated from the measure."</p>
<p>There is passion, refined and swelling, in the curves of this most
eloquent composition. It is Chopin at the supreme summit of his art, an
art alembicated, personal and intoxicating. I know of nothing in music
like the F minor Ballade. Bach in the Chromatic Fantasia—be not
deceived by its classical contours, it is music hot from the
soul—Beethoven in the first movement of the C sharp minor Sonata, the
arioso of the Sonata op. 110, and possibly Schumann in the opening of
his C major Fantaisie, are as intimate, as personal as the F minor
Ballade, which is as subtly distinctive as the hands and smile of Lisa
Gioconda. Its inaccessible position preserves it from rude and
irreverent treatment. Its witchery is irresistible.</p>
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