<center><h2><SPAN name="page_164"></SPAN>VII<br/> THE FUNCTION OF THE DREAM</h2></center>
<p>Since we know that the foreconscious is suspended during the night by
the wish to sleep, we can proceed to an intelligent investigation of the
dream process. But let us first sum up the knowledge of this process
already gained. We have shown that the waking activity leaves day
remnants from which the sum of energy cannot be entirely removed; or the
waking activity revives during the day one of the unconscious wishes; or
both conditions occur simultaneously; we have already discovered the
many variations that may take place. The unconscious wish has already
made its way to the day remnants, either during the day or at any rate
with the beginning of sleep, and has effected a transference to it. This
produces a wish transferred to the recent material, or the suppressed
recent wish comes to life again through a reinforcement from the
unconscious. This wish now endeavors to make its way to consciousness on
the normal path of the mental processes through the foreconscious, to
which indeed it belongs through <SPAN name="page_165"></SPAN> one of its
constituent elements. It is confronted, however, by the censor, which is
still active, and to the influence of which it now succumbs. It now
takes on the distortion for which the way has already been paved by its
transference to the recent material. Thus far it is in the way of
becoming something resembling an obsession, delusion, or the like,
<i>i.e.</i> a thought reinforced by a transference and distorted in
expression by the censor. But its further progress is now checked
through the dormant state of the foreconscious; this system has
apparently protected itself against invasion by diminishing its
excitements. The dream process, therefore, takes the regressive course,
which has just been opened by the peculiarity of the sleeping state, and
thereby follows the attraction exerted on it by the memory groups, which
themselves exist in part only as visual energy not yet translated into
terms of the later systems. On its way to regression the dream takes on
the form of dramatization. The subject of compression will be discussed
later. The dream process has now terminated the second part of its
repeatedly impeded course. The first part expended itself progressively
from the unconscious scenes or phantasies to the foreconscious, while
the second part gravitates from the advent of the censor back to the
perceptions. But when the <SPAN name="page_166"></SPAN> dream process becomes
a content of perception it has, so to speak, eluded the obstacle set up
in the Forec. by the censor and by the sleeping state. It succeeds in
drawing attention to itself and in being noticed by consciousness. For
consciousness, which means to us a sensory organ for the reception of
psychic qualities, may receive stimuli from two sources—first,
from the periphery of the entire apparatus, viz. from the perception
system, and, secondly, from the pleasure and pain stimuli, which
constitute the sole psychic quality produced in the transformation of
energy within the apparatus. All other processes in the system, even
those in the foreconscious, are devoid of any psychic quality, and are
therefore not objects of consciousness inasmuch as they do not furnish
pleasure or pain for perception. We shall have to assume that those
liberations of pleasure and pain automatically regulate the outlet of
the occupation processes. But in order to make possible more delicate
functions, it was later found necessary to render the course of the
presentations more independent of the manifestations of pain. To
accomplish this the Forec. system needed some qualities of its own which
could attract consciousness, and most probably received them through the
connection of the foreconscious processes with the memory system of the
<SPAN name="page_167"></SPAN> signs of speech, which is not devoid of
qualities. Through the qualities of this system, consciousness, which
had hitherto been a sensory organ only for the perceptions, now becomes
also a sensory organ for a part of our mental processes. Thus we have
now, as it were, two sensory surfaces, one directed to perceptions and
the other to the foreconscious mental processes.</p>
<p>I must assume that the sensory surface of consciousness devoted to
the Forec. is rendered less excitable by sleep than that directed to the
P-systems. The giving up of interest for the nocturnal mental processes
is indeed purposeful. Nothing is to disturb the mind; the Forec. wants
to sleep. But once the dream becomes a perception, it is then capable of
exciting consciousness through the qualities thus gained. The sensory
stimulus accomplishes what it was really destined for, namely, it
directs a part of the energy at the disposal of the Forec. in the form
of attention upon the stimulant. We must, therefore, admit that the
dream invariably awakens us, that is, it puts into activity a part of
the dormant force of the Forec. This force imparts to the dream that
influence which we have designated as secondary elaboration for the sake
of connection and comprehensibility. This means that the dream is
treated by it like any other content <SPAN name="page_168"></SPAN> of
perception; it is subjected to the same ideas of expectation, as far at
least as the material admits. As far as the direction is concerned in
this third part of the dream, it may be said that here again the
movement is progressive.</p>
<p>To avoid misunderstanding, it will not be amiss to say a few words
about the temporal peculiarities of these dream processes. In a very
interesting discussion, apparently suggested by Maury's puzzling
guillotine dream, Goblet tries to demonstrate that the dream requires no
other time than the transition period between sleeping and awakening.
The awakening requires time, as the dream takes place during that
period. One is inclined to believe that the final picture of the dream
is so strong that it forces the dreamer to awaken; but, as a matter of
fact, this picture is strong only because the dreamer is already very
near awakening when it appears. "Un r�ve c'est un r�veil qui
commence."</p>
<p>It has already been emphasized by Dugas that Goblet was forced to
repudiate many facts in order to generalize his theory. There are,
moreover, dreams from which we do not awaken, <i>e.g.</i>, some dreams in
which we dream that we dream. From our knowledge of the dream-work, we
can by no means admit that it extends only over the period of awakening.
On the contrary, we must consider it <SPAN name="page_169"></SPAN> probable
that the first part of the dream-work begins during the day when we are
still under the domination of the foreconscious. The second phase of the
dream-work, viz. the modification through the censor, the attraction by
the unconscious scenes, and the penetration to perception must continue
throughout the night. And we are probably always right when we assert
that we feel as though we had been dreaming the whole night, although we
cannot say what. I do not, however, think it necessary to assume that,
up to the time of becoming conscious, the dream processes really follow
the temporal sequence which we have described, viz. that there is first
the transferred dream-wish, then the distortion of the censor, and
consequently the change of direction to regression, and so on. We were
forced to form such a succession for the sake of <i>description</i>; in
reality, however, it is much rather a matter of simultaneously trying
this path and that, and of emotions fluctuating to and fro, until
finally, owing to the most expedient distribution, one particular
grouping is secured which remains. From certain personal experiences, I
am myself inclined to believe that the dream-work often requires more
than one day and one night to produce its result; if this be true, the
extraordinary art manifested in the construction of the dream loses <SPAN name="page_170"></SPAN> all its marvels. In my opinion, even the regard
for comprehensibility as an occurrence of perception may take effect
before the dream attracts consciousness to itself. To be sure, from now
on the process is accelerated, as the dream is henceforth subjected to
the same treatment as any other perception. It is like fireworks, which
require hours of preparation and only a moment for ignition.</p>
<p>Through the dream-work the dream process now gains either sufficient
intensity to attract consciousness to itself and arouse the
foreconscious, which is quite independent of the time or profundity of
sleep, or, its intensity being insufficient it must wait until it meets
the attention which is set in motion immediately before awakening. Most
dreams seem to operate with relatively slight psychic intensities, for
they wait for the awakening. This, however, explains the fact that we
regularly perceive something dreamt on being suddenly aroused from a
sound sleep. Here, as well as in spontaneous awakening, the first glance
strikes the perception content created by the dream-work, while the next
strikes the one produced from without.</p>
<p>But of greater theoretical interest are those dreams which are
capable of waking us in the midst of sleep. We must bear in mind the
expediency elsewhere universally demonstrated, and ask ourselves <SPAN name="page_171"></SPAN> why the dream or the unconscious wish has the power
to disturb sleep, <i>i.e.</i> the fulfillment of the foreconscious wish. This
is probably due to certain relations of energy into which we have no
insight. If we possessed such insight we should probably find that the
freedom given to the dream and the expenditure of a certain amount of
detached attention represent for the dream an economy in energy, keeping
in view the fact that the unconscious must be held in check at night
just as during the day. We know from experience that the dream, even if
it interrupts sleep, repeatedly during the same night, still remains
compatible with sleep. We wake up for an instant, and immediately resume
our sleep. It is like driving off a fly during sleep, we awake <i>ad hoc</i>,
and when we resume our sleep we have removed the disturbance. As
demonstrated by familiar examples from the sleep of wet nurses, &c., the
fulfillment of the wish to sleep is quite compatible with the retention
of a certain amount of attention in a given direction.</p>
<p>But we must here take cognizance of an objection that is based on a
better knowledge of the unconscious processes. Although we have
ourselves described the unconscious wishes as always active, we have,
nevertheless, asserted that they are not sufficiently strong during the
day to make themselves <SPAN name="page_172"></SPAN> perceptible. But when we
sleep, and the unconscious wish has shown its power to form a dream, and
with it to awaken the foreconscious, why, then, does this power become
exhausted after the dream has been taken cognizance of? Would it not
seem more probable that the dream should continually renew itself, like
the troublesome fly which, when driven away, takes pleasure in returning
again and again? What justifies our assertion that the dream removes the
disturbance of sleep?</p>
<p>That the unconscious wishes always remain active is quite true. They
represent paths which are passable whenever a sum of excitement makes
use of them. Moreover, a remarkable peculiarity of the unconscious
processes is the fact that they remain indestructible. Nothing can be
brought to an end in the unconscious; nothing can cease or be forgotten.
This impression is most strongly gained in the study of the neuroses,
especially of hysteria. The unconscious stream of thought which leads to
the discharge through an attack becomes passable again as soon as there
is an accumulation of a sufficient amount of excitement. The
mortification brought on thirty years ago, after having gained access to
the unconscious affective source, operates during all these thirty years
like a recent one. Whenever its memory is touched, it is revived and <SPAN name="page_173"></SPAN> shows itself to be supplied with the excitement
which is discharged in a motor attack. It is just here that the office
of psychotherapy begins, its task being to bring about adjustment and
forgetfulness for the unconscious processes. Indeed, the fading of
memories and the flagging of affects, which we are apt to take as
self-evident and to explain as a primary influence of time on the
psychic memories, are in reality secondary changes brought about by
painstaking work. It is the foreconscious that accomplishes this work;
and the only course to be pursued by psychotherapy is the subjugate the
Unc, to the domination of the Forec.</p>
<p>There are, therefore, two exits for the individual unconscious
emotional process. It is either left to itself, in which case it
ultimately breaks through somewhere and secures for once a discharge for
its excitation into motility; or it succumbs to the influence of the
foreconscious, and its excitation becomes confined through this
influence instead of being discharged. It is the latter process that
occurs in the dream. Owing to the fact that it is directed by the
conscious excitement, the energy from the Forec., which confronts the
dream when grown to perception, restricts the unconscious excitement of
the dream and renders it harmless as a disturbing factor. When the
dreamer wakes up <SPAN name="page_174"></SPAN> for a moment, he has actually
chased away the fly that has threatened to disturb his sleep. We can now
understand that it is really more expedient and economical to give full
sway to the unconscious wish, and clear its way to regression so that it
may form a dream, and then restrict and adjust this dream by means of a
small expenditure of foreconscious labor, than to curb the unconscious
throughout the entire period of sleep. We should, indeed, expect that
the dream, even if it was not originally an expedient process, would
have acquired some function in the play of forces of the psychic life.
We now see what this function is. The dream has taken it upon itself to
bring the liberated excitement of the Unc. back under the domination of
the foreconscious; it thus affords relief for the excitement of the Unc.
and acts as a safety-valve for the latter, and at the same time it
insures the sleep of the foreconscious at a slight expenditure of the
waking state. Like the other psychic formations of its group, the dream
offers itself as a compromise serving simultaneously both systems by
fulfilling both wishes in so far as they are compatible with each other.
A glance at Robert's "elimination theory," will show that we must agree
with this author in his main point, viz. in the determination of the
function of the dream, though we differ from him in <SPAN name="page_175"></SPAN> our hypotheses and in our treatment of the dream
process.</p>
<p>The above qualification—in so far as the two wishes are
compatible with each other—contains a suggestion that there may be
cases in which the function of the dream suffers shipwreck. The dream
process is in the first instance admitted as a wish-fulfillment of the
unconscious, but if this tentative wish-fulfillment disturbs the
foreconscious to such an extent that the latter can no longer maintain
its rest, the dream then breaks the compromise and fails to perform the
second part of its task. It is then at once broken off, and replaced by
complete wakefulness. Here, too, it is not really the fault of the
dream, if, while ordinarily the guardian of sleep, it is here compelled
to appear as the disturber of sleep, nor should this cause us to
entertain any doubts as to its efficacy. This is not the only case in
the organism in which an otherwise efficacious arrangement became
inefficacious and disturbing as soon as some element is changed in the
conditions of its origin; the disturbance then serves at least the new
purpose of announcing the change, and calling into play against it the
means of adjustment of the organism. In this connection, I naturally
bear in mind the case of the anxiety dream, and in order not to have the
appearance of <SPAN name="page_176"></SPAN> trying to exclude this testimony
against the theory of wish-fulfillment wherever I encounter it, I will
attempt an explanation of the anxiety dream, at least offering some
suggestions.</p>
<p>That a psychic process developing anxiety may still be a
wish-fulfillment has long ceased to impress us as a contradiction. We
may explain this occurrence by the fact that the wish belongs to one
system (the Unc.), while by the other system (the Forec.), this wish has
been rejected and suppressed. The subjection of the Unc. by the Forec.
is not complete even in perfect psychic health; the amount of this
suppression shows the degree of our psychic normality. Neurotic symptoms
show that there is a conflict between the two systems; the symptoms are
the results of a compromise of this conflict, and they temporarily put
an end to it. On the one hand, they afford the Unc. an outlet for the
discharge of its excitement, and serve it as a sally port, while, on the
other hand, they give the Forec. the capability of dominating the Unc.
to some extent. It is highly instructive to consider, <i>e.g.</i>, the
significance of any hysterical phobia or of an agoraphobia. Suppose a
neurotic incapable of crossing the street alone, which we would justly
call a "symptom." We attempt to remove this symptom by urging him to the
action which he deems <SPAN name="page_177"></SPAN> himself incapable of. The
result will be an attack of anxiety, just as an attack of anxiety in the
street has often been the cause of establishing an agoraphobia. We thus
learn that the symptom has been constituted in order to guard against
the outbreak of the anxiety. The phobia is thrown before the anxiety
like a fortress on the frontier.</p>
<p>Unless we enter into the part played by the affects in these
processes, which can be done here only imperfectly, we cannot continue
our discussion. Let us therefore advance the proposition that the reason
why the suppression of the unconscious becomes absolutely necessary is
because, if the discharge of presentation should be left to itself, it
would develop an affect in the Unc. which originally bore the character
of pleasure, but which, since the appearance of the repression, bears
the character of pain. The aim, as well as the result, of the
suppression is to stop the development of this pain. The suppression
extends over the unconscious ideation, because the liberation of pain
might emanate from the ideation. The foundation is here laid for a very
definite assumption concerning the nature of the affective development.
It is regarded as a motor or secondary activity, the key to the
innervation of which is located in the presentations of the Unc. Through
the domination of the Forec. <SPAN name="page_178"></SPAN> these
presentations become, as it were, throttled and inhibited at the exit of
the emotion-developing impulses. The danger, which is due to the fact
that the Forec. ceases to occupy the energy, therefore consists in the
fact that the unconscious excitations liberate such an affect
as—in consequence of the repression that has previously taken
place—can only be perceived as pain or anxiety.</p>
<p>This danger is released through the full sway of the dream process.
The determinations for its realization consist in the fact that
repressions have taken place, and that the suppressed emotional wishes
shall become sufficiently strong. They thus stand entirely without the
psychological realm of the dream structure. Were it not for the fact
that our subject is connected through just one factor, namely, the
freeing of the Unc. during sleep, with the subject of the development of
anxiety, I could dispense with discussion of the anxiety dream, and thus
avoid all obscurities connected with it.</p>
<p>As I have often repeated, the theory of the anxiety belongs to the
psychology of the neuroses. I would say that the anxiety in the dream is
an anxiety problem and not a dream problem. We have nothing further to
do with it after having once demonstrated its point of contact with the
subject of the dream process. There is only one thing left <SPAN name="page_179"></SPAN> for me to do. As I have asserted that the neurotic
anxiety originates from sexual sources, I can subject anxiety dreams to
analysis in order to demonstrate the sexual material in their dream
thoughts.</p>
<p>For good reasons I refrain from citing here any of the numerous
examples placed at my disposal by neurotic patients, but prefer to give
anxiety dreams from young persons.</p>
<p>Personally, I have had no real anxiety dream for decades, but I
recall one from my seventh or eighth year which I subjected to
interpretation about thirty years later. The dream was very vivid, and
showed me <i>my beloved mother, with peculiarly calm sleeping countenance,
carried into the room and laid on the bed by two (or three) persons with
birds' beaks</i>. I awoke crying and screaming, and disturbed my parents.
The very tall figures—draped in a peculiar manner—with
beaks, I had taken from the illustrations of Philippson's bible; I
believe they represented deities with heads of sparrowhawks from an
Egyptian tomb relief. The analysis also introduced the reminiscence of a
naughty janitor's boy, who used to play with us children on the meadow
in front of the house; I would add that his name was Philip. I feel that
I first heard from this boy the vulgar word signifying sexual
intercourse, which is replaced among the educated <SPAN name="page_180"></SPAN> by the Latin "coitus," but to which the dream
distinctly alludes by the selection of the birds' heads. I must have
suspected the sexual significance of the word from the facial expression
of my worldly-wise teacher. My mother's features in the dream were
copied from the countenance of my grandfather, whom I had seen a few
days before his death snoring in the state of coma. The interpretation
of the secondary elaboration in the dream must therefore have been that
my mother was dying; the tomb relief, too, agrees with this. In this
anxiety I awoke, and could not calm myself until I had awakened my
parents. I remember that I suddenly became calm on coming face to face
with my mother, as if I needed the assurance that my mother was not
dead. But this secondary interpretation of the dream had been effected
only under the influence of the developed anxiety. I was not frightened
because I dreamed that my mother was dying, but I interpreted the dream
in this manner in the foreconscious elaboration because I was already
under the domination of the anxiety. The latter, however, could be
traced by means of the repression to an obscure obviously sexual desire,
which had found its satisfying expression in the visual content of the
dream.</p>
<p>A man twenty-seven years old who had been severely <SPAN name="page_181"></SPAN> ill for a year had had many terrifying dreams
between the ages of eleven and thirteen. He thought that a man with an
ax was running after him; he wished to run, but felt paralyzed and could
not move from the spot. This may be taken as a good example of a very
common, and apparently sexually indifferent, anxiety dream. In the
analysis the dreamer first thought of a story told him by his uncle,
which chronologically was later than the dream, viz. that he was
attacked at night by a suspicious-looking individual. This occurrence
led him to believe that he himself might have already heard of a similar
episode at the time of the dream. In connection with the ax he recalled
that during that period of his life he once hurt his hand with an ax
while chopping wood. This immediately led to his relations with his
younger brother, whom he used to maltreat and knock down. In particular,
he recalled an occasion when he struck his brother on the head with his
boot until he bled, whereupon his mother remarked: "I fear he will kill
him some day." While he was seemingly thinking of the subject of
violence, a reminiscence from his ninth year suddenly occurred to him.
His parents came home late and went to bed while he was feigning sleep.
He soon heard panting and other noises that appeared strange to him, and
he <SPAN name="page_182"></SPAN> could also make out the position of his
parents in bed. His further associations showed that he had established
an analogy between this relation between his parents and his own
relation toward his younger brother. He subsumed what occurred between
his parents under the conception "violence and wrestling," and thus
reached a sadistic conception of the coitus act, as often happens among
children. The fact that he often noticed blood on his mother's bed
corroborated his conception.</p>
<p>That the sexual intercourse of adults appears strange to children who
observe it, and arouses fear in them, I dare say is a fact of daily
experience. I have explained this fear by the fact that sexual
excitement is not mastered by their understanding, and is probably also
inacceptable to them because their parents are involved in it. For the
same son this excitement is converted into fear. At a still earlier
period of life sexual emotion directed toward the parent of opposite sex
does not meet with repression but finds free expression, as we have seen
before.</p>
<p>For the night terrors with hallucinations (<i>pavor nocturnus</i>)
frequently found in children, I would unhesitatingly give the same
explanation. Here, too, we are certainly dealing with the
incomprehensible and rejected sexual feelings, which, if noted, <SPAN name="page_183"></SPAN> would probably show a temporal periodicity, for an
enhancement of the sexual <i>libido</i> may just as well be produced
accidentally through emotional impressions as through the spontaneous
and gradual processes of development.</p>
<p>I lack the necessary material to sustain these explanations from
observation. On the other hand, the pediatrists seem to lack the point
of view which alone makes comprehensible the whole series of phenomena,
on the somatic as well as on the psychic side. To illustrate by a
comical example how one wearing the blinders of medical mythology may
miss the understanding of such cases I will relate a case which I found
in a thesis on <i>pavor nocturnus</i> by <i>Debacker</i>, 1881. A
thirteen-year-old boy of delicate health began to become anxious and
dreamy; his sleep became restless, and about once a week it was
interrupted by an acute attack of anxiety with hallucinations. The
memory of these dreams was invariably very distinct. Thus, he related
that the <i>devil</i> shouted at him: "Now we have you, now we have you," and
this was followed by an odor of sulphur; the fire burned his skin. This
dream aroused him, terror-stricken. He was unable to scream at first;
then his voice returned, and he was heard to say distinctly: "No, no,
not me; why, I have done nothing," or, "Please don't, <SPAN name="page_184"></SPAN> I shall never do it again." Occasionally, also, he
said: "Albert has not done that." Later he avoided undressing, because,
as he said, the fire attacked him only when he was undressed. From amid
these evil dreams, which menaced his health, he was sent into the
country, where he recovered within a year and a half, but at the age of
fifteen he once confessed: "Je n'osais pas l'avouer, mais j'�prouvais
continuellement des picotements et des surexcitations aux <i>parties</i>; �
la fin, cela m'�nervait tant que plusieurs fois, j'ai pens� me jeter par
la fen�tre au dortoir."</p>
<p>It is certainly not difficult to suspect: 1, that the boy had
practiced masturbation in former years, that he probably denied it, and
was threatened with severe punishment for his wrongdoing (his
confession: Je ne le ferai plus; his denial: Albert n'a jamais fait �a).
2, That under the pressure of puberty the temptation to self-abuse
through the tickling of the genitals was reawakened. 3, That now,
however, a struggle of repression arose in him, suppressing the <i>libido</i>
and changing it into fear, which subsequently took the form of the
punishments with which he was then threatened.</p>
<p>Let us, however, quote the conclusions drawn by our author. This
observation shows: 1, That <SPAN name="page_185"></SPAN> the influence of
puberty may produce in a boy of delicate health a condition of extreme
weakness, and that it may lead to a <i>very marked cerebral an�mia</i>.</p>
<p>2. This cerebral an�mia produces a transformation of character,
demonomaniacal hallucinations, and very violent nocturnal, perhaps also
diurnal, states of anxiety.</p>
<p>3. Demonomania and the self-reproaches of the day can be traced to
the influences of religious education which the subject underwent as a
child.</p>
<p>4. All manifestations disappeared as a result of a lengthy sojourn in
the country, bodily exercise, and the return of physical strength after
the termination of the period of puberty.</p>
<p>5. A predisposing influence for the origin of the cerebral condition
of the boy may be attributed to heredity and to the father's chronic
syphilitic state.</p>
<p>The concluding remarks of the author read: "Nous avons fait entrer
cette observation dans le cadre des d�lires apyr�tiques d'inanition, car
c'est � l'isch�mie c�r�brale que nous rattachons cet �tat
particulier."</p>
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