<center><h2><SPAN name="page_220"></SPAN>IX<br/> THE UNCONSCIOUS AND CONSCIOUSNESS—REALITY</h2></center>
<p>On closer inspection we find that it is not the existence of two
systems near the motor end of the apparatus but of two kinds of
processes or modes of emotional discharge, the assumption of which was
explained in the psychological discussions of the previous chapter. This
can make no difference for us, for we must always be ready to drop our
auxiliary ideas whenever we deem ourselves in position to replace them
by something else approaching more closely to the unknown reality. Let
us now try to correct some views which might be erroneously formed as
long as we regarded the two systems in the crudest and most obvious
sense as two localities within the psychic apparatus, views which have
left their traces in the terms "repression" and "penetration." Thus,
when we say that an unconscious idea strives for transference into the
foreconscious in order later to penetrate consciousness, we do not mean
that a second idea is to be formed situated in a new locality like an
interlineation near <SPAN name="page_221"></SPAN> which the original
continues to remain; also, when we speak of penetration into
consciousness, we wish carefully to avoid any idea of change of
locality. When we say that a foreconscious idea is repressed and
subsequently taken up by the unconscious, we might be tempted by these
figures, borrowed from the idea of a struggle over a territory, to
assume that an arrangement is really broken up in one psychic locality
and replaced by a new one in the other locality. For these comparisons
we substitute what would seem to correspond better with the real state
of affairs by saying that an energy occupation is displaced to or
withdrawn from a certain arrangement so that the psychic formation falls
under the domination of a system or is withdrawn from the same. Here
again we replace a topical mode of presentation by a dynamic; it is not
the psychic formation that appears to us as the moving factor but the
innervation of the same.</p>
<p>I deem it appropriate and justifiable, however, to apply ourselves
still further to the illustrative conception of the two systems. We
shall avoid any misapplication of this manner of representation if we
remember that presentations, thoughts, and psychic formations should
generally not be localized in the organic elements of the nervous
system, but, so to speak, between them, where resistances and <SPAN name="page_222"></SPAN> paths form the correlate corresponding to them.
Everything that can become an object of our internal perception is
virtual, like the image in the telescope produced by the passage of the
rays of light. But we are justified in assuming the existence of the
systems, which have nothing psychic in themselves and which never become
accessible to our psychic perception, corresponding to the lenses of the
telescope which design the image. If we continue this comparison, we may
say that the censor between two systems corresponds to the refraction of
rays during their passage into a new medium.</p>
<p>Thus far we have made psychology on our own responsibility; it is now
time to examine the theoretical opinions governing present-day
psychology and to test their relation to our theories. The question of
the unconscious, in psychology is, according to the authoritative words
of Lipps, less a psychological question than the question of psychology.
As long as psychology settled this question with the verbal explanation
that the "psychic" is the "conscious" and that "unconscious psychic
occurrences" are an obvious contradiction, a psychological estimate of
the observations gained by the physician from abnormal mental states was
precluded. The physician and the philosopher agree only when both <SPAN name="page_223"></SPAN> acknowledge that unconscious psychic processes are
"the appropriate and well-justified expression for an established fact."
The physician cannot but reject with a shrug of his shoulders the
assertion that "consciousness is the indispensable quality of the
psychic"; he may assume, if his respect for the utterings of the
philosophers still be strong enough, that he and they do not treat the
same subject and do not pursue the same science. For a single
intelligent observation of the psychic life of a neurotic, a single
analysis of a dream must force upon him the unalterable conviction that
the most complicated and correct mental operations, to which no one will
refuse the name of psychic occurrences, may take place without exciting
the consciousness of the person. It is true that the physician does not
learn of these unconscious processes until they have exerted such an
effect on consciousness as to admit communication or observation. But
this effect of consciousness may show a psychic character widely
differing from the unconscious process, so that the internal perception
cannot possibly recognize the one as a substitute for the other. The
physician must reserve for himself the right to penetrate, by a process
of deduction, from the effect on consciousness to the unconscious
psychic process; he learns in this way that the effect on consciousness
is only <SPAN name="page_224"></SPAN> a remote psychic product of the
unconscious process and that the latter has not become conscious as
such; that it has been in existence and operative without betraying
itself in any way to consciousness.</p>
<p>A reaction from the over-estimation of the quality of consciousness
becomes the indispensable preliminary condition for any correct insight
into the behavior of the psychic. In the words of Lipps, the unconscious
must be accepted as the general basis of the psychic life. The
unconscious is the larger circle which includes within itself the
smaller circle of the conscious; everything conscious has its
preliminary step in the unconscious, whereas the unconscious may stop
with this step and still claim full value as a psychic activity.
Properly speaking, the unconscious is the real psychic; <i>its inner
nature is just as unknown to us as the reality of the external world,
and it is just as imperfectly reported to us through the data of
consciousness as is the external world through the indications of our
sensory organs</i>.</p>
<p>A series of dream problems which have intensely occupied older
authors will be laid aside when the old opposition between conscious
life and dream life is abandoned and the unconscious psychic assigned to
its proper place. Thus many of the activities whose performances in the
dream have excited our <SPAN name="page_225"></SPAN> admiration are now no
longer to be attributed to the dream but to unconscious thinking, which
is also active during the day. If, according to Scherner, the dream
seems to play with a symboling representation of the body, we know that
this is the work of certain unconscious phantasies which have probably
given in to sexual emotions, and that these phantasies come to
expression not only in dreams but also in hysterical phobias and in
other symptoms. If the dream continues and settles activities of the day
and even brings to light valuable inspirations, we have only to subtract
from it the dream disguise as a feat of dream-work and a mark of
assistance from obscure forces in the depth of the mind (<i>cf.</i> the devil
in Tartini's sonata dream). The intellectual task as such must be
attributed to the same psychic forces which perform all such tasks
during the day. We are probably far too much inclined to over-estimate
the conscious character even of intellectual and artistic productions.
From the communications of some of the most highly productive persons,
such as Goethe and Helmholtz, we learn, indeed, that the most essential
and original parts in their creations came to them in the form of
inspirations and reached their perceptions almost finished. There is
nothing strange about the assistance of the conscious activity in other
cases where <SPAN name="page_226"></SPAN> there was a concerted effort of all
the psychic forces. But it is a much abused privilege of the conscious
activity that it is allowed to hide from us all other activities
wherever it participates.</p>
<p>It will hardly be worth while to take up the historical significance
of dreams as a special subject. Where, for instance, a chieftain has
been urged through a dream to engage in a bold undertaking the success
of which has had the effect of changing history, a new problem results
only so long as the dream, regarded as a strange power, is contrasted
with other more familiar psychic forces; the problem, however,
disappears when we regard the dream as a form of expression for feelings
which are burdened with resistance during the day and which can receive
reinforcements at night from deep emotional sources. But the great
respect shown by the ancients for the dream is based on a correct
psychological surmise. It is a homage paid to the unsubdued and
indestructible in the human mind, and to the demoniacal which furnishes
the dream-wish and which we find again in our unconscious.</p>
<p>Not inadvisedly do I use the expression "in our unconscious," for
what we so designate does not coincide with the unconscious of the
philosophers, nor with the unconscious of Lipps. In the latter uses it
is intended to designate only the opposite of <SPAN name="page_227"></SPAN>
conscious. That there are also unconscious psychic processes beside the
conscious ones is the hotly contested and energetically defended issue.
Lipps gives us the more far-reaching theory that everything psychic
exists as unconscious, but that some of it may exist also as conscious.
But it was not to prove this theory that we have adduced the phenomena
of the dream and of the hysterical symptom formation; the observation of
normal life alone suffices to establish its correctness beyond any
doubt. The new fact that we have learned from the analysis of the
psychopathological formations, and indeed from their first member, viz.
dreams, is that the unconscious—hence the psychic—occurs as
a function of two separate systems and that it occurs as such even in
normal psychic life. Consequently there are two kinds of unconscious,
which we do not as yet find distinguished by the psychologists. Both are
unconscious in the psychological sense; but in our sense the first,
which we call Unc., is likewise incapable of consciousness, whereas the
second we term "Forec." because its emotions, after the observance of
certain rules, can reach consciousness, perhaps not before they have
again undergone censorship, but still regardless of the Unc. system. The
fact that in order to attain consciousness the emotions must traverse an
unalterable series of <SPAN name="page_228"></SPAN> events or succession of
instances, as is betrayed through their alteration by the censor, has
helped us to draw a comparison from spatiality. We described the
relations of the two systems to each other and to consciousness by
saying that the system Forec. is like a screen between the system Unc.
and consciousness. The system Forec. not only bars access to
consciousness, but also controls the entrance to voluntary motility and
is capable of sending out a sum of mobile energy, a portion of which is
familiar to us as attention.</p>
<p>We must also steer clear of the distinctions superconscious and
subconscious which have found so much favor in the more recent
literature on the psychoneuroses, for just such a distinction seems to
emphasize the equivalence of the psychic and the conscious.</p>
<p>What part now remains in our description of the once all-powerful and
all-overshadowing consciousness? None other than that of a sensory organ
for the perception of psychic qualities. According to the fundamental
idea of schematic undertaking we can conceive the conscious perception
only as the particular activity of an independent system for which the
abbreviated designation "Cons." commends itself. This system we conceive
to be similar in its mechanical characteristics to the perception <SPAN name="page_229"></SPAN> system P, hence excitable by qualities and
incapable of retaining the trace of changes, <i>i.e.</i> it is devoid of
memory. The psychic apparatus which, with the sensory organs of the
P-system, is turned to the outer world, is itself the outer world for
the sensory organ of Cons.; the teleological justification of which
rests on this relationship. We are here once more confronted with the
principle of the succession of instances which seems to dominate the
structure of the apparatus. The material under excitement flows to the
Cons, sensory organ from two sides, firstly from the P-system whose
excitement, qualitatively determined, probably experiences a new
elaboration until it comes to conscious perception; and, secondly, from
the interior of the apparatus itself, the quantitative processes of
which are perceived as a qualitative series of pleasure and pain as soon
as they have undergone certain changes.</p>
<p>The philosophers, who have learned that correct and highly
complicated thought structures are possible even without the co�peration
of consciousness, have found it difficult to attribute any function to
consciousness; it has appeared to them a superfluous mirroring of the
perfected psychic process. The analogy of our Cons. system with the
systems of perception relieves us of this embarrassment. We <SPAN name="page_230"></SPAN> see that perception through our sensory organs
results in directing the occupation of attention to those paths on which
the incoming sensory excitement is diffused; the qualitative excitement
of the P-system serves the mobile quantity of the psychic apparatus as a
regulator for its discharge. We may claim the same function for the
overlying sensory organ of the Cons. system. By assuming new qualities,
it furnishes a new contribution toward the guidance and suitable
distribution of the mobile occupation quantities. By means of the
perceptions of pleasure and pain, it influences the course of the
occupations within the psychic apparatus, which normally operates
unconsciously and through the displacement of quantities. It is probable
that the principle of pain first regulates the displacements of
occupation automatically, but it is quite possible that the
consciousness of these qualities adds a second and more subtle
regulation which may even oppose the first and perfect the working
capacity of the apparatus by placing it in a position contrary to its
original design for occupying and developing even that which is
connected with the liberation of pain. We learn from neuropsychology
that an important part in the functional activity of the apparatus is
attributed to such regulations through the qualitative excitation <SPAN name="page_231"></SPAN> of the sensory organs. The automatic control of
the primary principle of pain and the restriction of mental capacity
connected with it are broken by the sensible regulations, which in their
turn are again automatisms. We learn that the repression which, though
originally expedient, terminates nevertheless in a harmful rejection of
inhibition and of psychic domination, is so much more easily
accomplished with reminiscences than with perceptions, because in the
former there is no increase in occupation through the excitement of the
psychic sensory organs. When an idea to be rejected has once failed to
become conscious because it has succumbed to repression, it can be
repressed on other occasions only because it has been withdrawn from
conscious perception on other grounds. These are hints employed by
therapy in order to bring about a retrogression of accomplished
repressions.</p>
<p>The value of the over-occupation which is produced by the regulating
influence of the Cons. sensory organ on the mobile quantity, is
demonstrated in the teleological connection by nothing more clearly than
by the creation of a new series of qualities and consequently a new
regulation which constitutes the precedence of man over the animals. For
the mental processes are in themselves devoid of quality except for the
excitements of pleasure <SPAN name="page_232"></SPAN> and pain accompanying
them, which, as we know, are to be held in check as possible
disturbances of thought. In order to endow them with a quality, they are
associated in man with verbal memories, the qualitative remnants of
which suffice to draw upon them the attention of consciousness which in
turn endows thought with a new mobile energy.</p>
<p>The manifold problems of consciousness in their entirety can be
examined only through an analysis of the hysterical mental process. From
this analysis we receive the impression that the transition from the
foreconscious to the occupation of consciousness is also connected with
a censorship similar to the one between the Unc. and the Forec. This
censorship, too, begins to act only with the reaching of a certain
quantitative degree, so that few intense thought formations escape it.
Every possible case of detention from consciousness, as well as of
penetration to consciousness, under restriction is found included within
the picture of the psychoneurotic phenomena; every case points to the
intimate and twofold connection between the censor and consciousness. I
shall conclude these psychological discussions with the report of two
such occurrences.</p>
<p>On the occasion of a consultation a few years ago the subject was an
intelligent and innocent-looking girl. Her attire was strange; whereas a
woman's <SPAN name="page_233"></SPAN> garb is usually groomed to the last
fold, she had one of her stockings hanging down and two of her waist
buttons opened. She complained of pains in one of her legs, and exposed
her leg unrequested. Her chief complaint, however, was in her own words
as follows: She had a feeling in her body as if something was stuck into
it which moved to and fro and made her tremble through and through. This
sometimes made her whole body stiff. On hearing this, my colleague in
consultation looked at me; the complaint was quite plain to him. To both
of us it seemed peculiar that the patient's mother thought nothing of
the matter; of course she herself must have been repeatedly in the
situation described by her child. As for the girl, she had no idea of
the import of her words or she would never have allowed them to pass her
lips. Here the censor had been deceived so successfully that under the
mask of an innocent complaint a phantasy was admitted to consciousness
which otherwise would have remained in the foreconscious.</p>
<p>Another example: I began the psychoanalytic treatment of a boy of
fourteen years who was suffering from <i>tic convulsif</i>, hysterical
vomiting, headache, &c., by assuring him that, after closing his eyes,
he would see pictures or have ideas, which I requested him to
communicate to me. He answered <SPAN name="page_234"></SPAN> by describing
pictures. The last impression he had received before coming to me was
visually revived in his memory. He had played a game of checkers with
his uncle, and now saw the checkerboard before him. He commented on
various positions that were favorable or unfavorable, on moves that were
not safe to make. He then saw a dagger lying on the checker-board, an
object belonging to his father, but transferred to the checker-board by
his phantasy. Then a sickle was lying on the board; next a scythe was
added; and, finally, he beheld the likeness of an old peasant mowing the
grass in front of the boy's distant parental home. A few days later I
discovered the meaning of this series of pictures. Disagreeable family
relations had made the boy nervous. It was the case of a strict and
crabbed father who lived unhappily with his mother, and whose
educational methods consisted in threats; of the separation of his
father from his tender and delicate mother, and the remarrying of his
father, who one day brought home a young woman as his new mamma. The
illness of the fourteen-year-old boy broke out a few days later. It was
the suppressed anger against his father that had composed these pictures
into intelligible allusions. The material was furnished by a
reminiscence from mythology, The sickle was the <SPAN name="page_235"></SPAN>
one with which Zeus castrated his father; the scythe and the likeness of
the peasant represented Kronos, the violent old man who eats his
children and upon whom Zeus wreaks vengeance in so unfilial a manner.
The marriage of the father gave the boy an opportunity to return the
reproaches and threats of his father—which had previously been
made because the child played with his genitals (the checkerboard; the
prohibitive moves; the dagger with which a person may be killed). We
have here long repressed memories and their unconscious remnants which,
under the guise of senseless pictures have slipped into consciousness by
devious paths left open to them.</p>
<p>I should then expect to find the theoretical value of the study of
dreams in its contribution to psychological knowledge and in its
preparation for an understanding of neuroses. Who can foresee the
importance of a thorough knowledge of the structure and activities of
the psychic apparatus when even our present state of knowledge produces
a happy therapeutic influence in the curable forms of the
psychoneuroses? What about the practical value of such study some one
may ask, for psychic knowledge and for the discovering of the secret
peculiarities of individual character? Have not the unconscious feelings
revealed by the dream the <SPAN name="page_236"></SPAN> value of real forces
in the psychic life? Should we take lightly the ethical significance of
the suppressed wishes which, as they now create dreams, may some day
create other things?</p>
<p>I do not feel justified in answering these questions. I have not
thought further upon this side of the dream problem. I believe, however,
that at all events the Roman Emperor was in the wrong who ordered one of
his subjects executed because the latter dreamt that he had killed the
Emperor. He should first have endeavored to discover the significance of
the dream; most probably it was not what it seemed to be. And even if a
dream of different content had the significance of this offense against
majesty, it would still have been in place to remember the words of
Plato, that the virtuous man contents himself with dreaming that which
the wicked man does in actual life. I am therefore of the opinion that
it is best to accord freedom to dreams. Whether any reality is to be
attributed to the unconscious wishes, and in what sense, I am not
prepared to say offhand. Reality must naturally be denied to all
transition—and intermediate thoughts. If we had before us the
unconscious wishes, brought to their last and truest expression, we
should still do well to remember that more than one single form of
existence must be ascribed to the psychic reality. <SPAN name="page_237"></SPAN> Action and the conscious expression of thought
mostly suffice for the practical need of judging a man's character.
Action, above all, merits to be placed in the first rank; for many of
the impulses penetrating consciousness are neutralized by real forces of
the psychic life before they are converted into action; indeed, the
reason why they frequently do not encounter any psychic obstacle on
their way is because the unconscious is certain of their meeting with
resistances later. In any case it is instructive to become familiar with
the much raked-up soil from which our virtues proudly arise. For the
complication of human character moving dynamically in all directions
very rarely accommodates itself to adjustment through a simple
alternative, as our antiquated moral philosophy would have it.</p>
<p>And how about the value of the dream for a knowledge of the future?
That, of course, we cannot consider. One feels inclined to substitute:
"for a knowledge of the past." For the dream originates from the past in
every sense. To be sure the ancient belief that the dream reveals the
future is not entirely devoid of truth. By representing to us a wish as
fulfilled the dream certainly leads us into the future; but this future,
taken by the dreamer as present, has been formed into the likeness of
that past by the indestructible wish.</p>
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